Regulatory & Capital Markets

Advice on SEBI regulations and capital markets matters, anti-money laundering compliance, and regulatory investigations.

Overview

The firm advises companies, intermediaries and funds on securities regulation and on compliance with anti-money laundering law, and represents them in regulatory proceedings.

Scope of work

Compliance under SEBI regulations applicable to listed companies and intermediaries
Alternative investment funds and fund structuring questions
Capital raising and listing-related advice
Anti-money laundering compliance and proceedings under the PMLA
Responses to regulatory notices, inspections and investigations

Forums

Securities and Exchange Board of India
Adjudicating authorities and appellate tribunals
High Courts

Write to us

Send a short note and the firm will respond by email. Please do not include confidential details of a matter in this form.

Full name *

Email *

Telephone

Organisation

Area of enquiry *

Message *

I understand that sending this form does not create a lawyer–client relationship with Harvey Legal LLP.

Regulatory & Capital Markets

Overview

Scope of work

Forums

Other practices

Write to us